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Investment Advisor Insurance provides you one stop for all your professional insurance needs including Errors & Omissions Insurance, Fiduciary Liability Insurance, and Investment Advisor ERISA Bonds.
Backed by one of the largest independent agents in the country we provide you the highest quality service and education.
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According to Discovery Database, which tracks movements among financial advisory firms, in 2009 more than 2,800 registered representatives “broke away” from a broker/dealer firm and moved to a registered investment advisory (RIA) firm.
Given the maturity of the industry, a formal process for identifying the advisor’s role, including applicable standards of care, fiduciary distinction, insurance coverage, bonding, compensation methodology, disclosure, conflict safeguards, commission recapture and specific responsibility is long overdue.
The CFDD's 2010 Advisor Conference, An all business event designed to help retirement plan advisors adapt to an evolving decision making process, increase activity and grow their business. 50% Discount available through NAPLIA.
As a leading provider of professional liability insurance, NAPLIA partners with associations across the financial industries. We treat each of our endorsements as a true partnership and look forward to servicing each of their respective members.
NAPLIA can assist you in educating your clients about their Fiduciary exposure and offering quotes for Fiduciary Insurance.
NAPLIA is a tireless advocates for our firm. They are very responsive so I never have to wait in the dark. Overall, NAPLIA make this a surprisingly enjoyable process that I can actually look forward to.
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