Insurance Solutions for Securities Broker Dealers
Professional Liability Insurance for Securities Broker Dealers is a sophisticated product that requires an agent with experience and expertise. NAPLIA has developed significant solutions for Broker Dealers eliminating coverage gaps and securing the true coverage they need. Don't take our word for it, we're pleased to provide you references from our clients.
Unlike other Professional Liability policies, underwriting may be very subjective and working with a broker that understands your business and the available markets is essential.
If you are a Securities Broker Dealer, NAPLIA can provide you with competitive professional liability policies that solve your challenges;
- Affirmative Fiduciary Coverage for your Registered Representatives
- Coverage for Private REIT's
- Security & Insurance Sales
- Financial Planning Activities
NAPLIA understands the Financial Industry and we are at the forefront of the constantly changing professional liability market that serves them. NAPLIA is recognized by the leading financial associations, including fi360 and CFDD, as the leading expert in Investment Adviser Errors & Omissions. And, as an independent agency we serve only the best interests of our clients. Why would you trust your practice to anyone else?
Securities Broker Dealer Errors & Omissions Applications
Chubb Brokeredge Professional Liability Application
